Sponsor Bank Review Kit
Sponsor banks review their fintech partners before launch and on a regular cycle after that, and each review comes with a long request list. This kit organizes the requests banks commonly make, tracks the evidence behind each answer, and runs the daily custodial account reconciliation banks expect to see.
Fintech edition only, written for programs run with a sponsor bank.
$595
Per institution. Fintech edition only. Includes 12 months of updates.
Fintech edition onlySponsor Bank Review Kit
DOCXXLSXPDF
What’s in the Sponsor Bank Review Kit
- Due diligence response binder: 67 common sponsor bank requests across 17 areas, each with what the bank is looking for and the evidence to provide, plus an evidence index with refresh dates
- Custodial (FBO) account reconciliation workbook: daily reconciliation, a break log with resolution and funding deadlines, and a monthly attestation
- Custodial account recordkeeping and reconciliation policy
- Sponsor bank obligations crosswalk and regulatory applicability matrix
- Deposit insurance representations policy, complaint management policy and log, and marketing review procedure
Every file, by edition
Fintech edition only: 9 files
Governance and compliance management (1)
- Complaint Management Policy
Deposits and payments (2)
- Deposit Insurance Representations Policy
- Custodial (FBO) Account Recordkeeping and Reconciliation Policy
Tools and maps (5)
- Regulatory Applicability Matrix
- Complaint Log and Root-Cause Taxonomy
- Sponsor Bank Obligations Crosswalk
- Sponsor Bank Due Diligence Response Binder
- Custodial Account Reconciliation Workbook
Consumer protection (1)
- Marketing Review and Approval Procedure
Kit facts
| Editions | Fintech edition only |
|---|---|
| Files | Fintech edition: 9 |
| Formats | Editable Word and Excel files, with PDF reference copies. No macros, scripts, or links to outside data sources. |
| Version | Version 1.0, regulatory content current as of October 2026. |
| Updates | 12 months of updates included. Each file shows the date its regulatory content is current through. |
| After the first year | Updates continue at $89 a year (15% of the kit price). Automatic renewal is optional, chosen at checkout, and can be cancelled anytime. You keep the files either way. |
| License | One institution, internal use. Edit the files, remove our branding, and share your adopted versions with your sponsor bank, examiners, and auditors. Read the Terms of Use and license. |
| Delivery | Download right after checkout; the link is also sent by email. Card or invoice; see vendor information for procurement teams. |
- Secure checkout Payment is entered on Stripe’s encrypted checkout. Card and bank details never reach our servers.
(opens in a new tab) - Immediate delivery Your download link appears right after checkout and is also sent by email.
- Receipt and invoice Stripe emails a receipt and an invoice in your institution’s name for accounts payable.
- Safe, standard files Word and Excel files with PDF copies. No macros, scripts, or links to outside data sources.
- Edition replacement If you receive the wrong edition, email us within 30 days and we will send the correct one.
Not sure which kit fits?
Try the two free tools and the sample pages first, or ask about advisory support for a full program build.