Compliance policies, procedures, and tools for banks and fintechs.
Developed and reviewed by a CRCM and CAMS practitioner who has built these programs for sponsor bank reviews and exams. Buy what you need, adapt it, and take it to your board.
Bank-Ready Program Kit
Our most complete kit
Everything a sponsor bank or examiner expects to see: 90 policies, procedures, forms, and tools in the Fintech edition (92 in the Bank edition), traced to the regulations in requirements and controls maps, plus a one-hour implementation call.
$2,995
Fintech or Bank edition. Per institution, with 12 months of updates.
CRCM
Certified Regulatory Compliance Manager, American Bankers Association
CAMS
Certified Anti-Money Laundering Specialist, ACAMS
15+ years
Wells Fargo, American Express, Merrick Bank, First Electronic Bank
Since 2020
Advisory and audit engagements for eight fintechs and two banks
Program kits
Editable Word and Excel files in a Fintech or Bank edition. Pay once per institution: no membership, no seat limits, and 12 months of updates.
Policy Framework
The core policies sponsor banks and examiners ask for first: CMS, BSA/AML and sanctions, third-party risk, UDAAP, complaints, and the rest of the governance set.
$1,195
Bank-Ready Program Kit
Flagship kit
The complete library for your edition: every policy, procedure, form, and tool (90 files in the Fintech edition, 92 in the Bank edition), the requirements and controls maps, and a one-hour implementation call.
$2,995
Documentation and Tools Kit
The BSA/AML procedures plus 13 core workbooks, logs, and report templates: risk assessments, testing, issues, complaints, training, regulatory change, and board reporting.
$695
Module kits cover lending, deposits and payments, consumer protection and privacy, fraud, operational risk and AI, exams and board reporting, sponsor bank reviews, partner oversight, and the proposed AML/CFT rules. Single policies, including the matching procedure where one exists, are $295. Find your kit · For community banks and credit unions
Resources
Articles, straight answers, and four free resources from Key Compliance Group. Start here, then buy what you need.
Articles
Plain-language analysis of what regulators are doing and what it means for your program.
Compliance FAQ
Short answers on BSA/AML, CIP and KYC, SARs, complaints, sponsor bank expectations, and more.
Free tools and checklists
Free
The regulatory applicability matrix, the complaint log, the Sponsor Bank Readiness Checklist, and the Fintech Partner Due Diligence Checklist.
Tools and kits
From $149
114 policies, procedures, forms, and workbooks across the Fintech and Bank editions, sold one at a time or as program kits.
Tools
Workbooks, logs, and report templates for the work compliance teams do every day, each one developed and reviewed by a CRCM and CAMS practitioner. Start with two free tools, or buy the one you need for $149.
XLSX
BSA/AML and sanctions risk assessment workbook
$149
XLSX
Reg E error resolution log
$149
XLSX
Sponsor bank obligations crosswalk
$149
XLSX
Regulatory applicability matrix
Free
XLSX
Complaint log and root-cause taxonomy
Free
Need hands-on help?
Key Compliance Group works directly with banks and fintechs on fractional CCO and BSA officer support, program builds, risk assessments, and exam preparation.
Share your deadline and what needs attention, and we will reply within two business days.
Or email info@keycompliancegroup.com
| Advisory service | Best for |
|---|---|
| Fractional CCO or BSA Officer | Banks · Fintechs |
| Bank-ready program build | Fintechs |
| Regulatory and BSA/AML risk assessments | Banks · Fintechs |
| Compliance testing and validation | Banks · Fintechs |
| CMS gap assessment | Banks · Fintechs |
| Sponsor bank transition review | Fintechs |
| Exam and audit readiness | Banks · Fintechs |
| MRA and consent order remediation | Banks |
Recent articles
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Sponsor Bank Due Diligence: What Banks Ask For and How to Answer
Your sponsor bank’s request list follows the agencies’ due diligence factors. Here’s what each area asks for and the evidence that holds up.
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MLA vs. SCRA: Who’s Covered, What’s Capped, and When
Two federal laws cap what servicemembers pay for credit, and programs blur them. Here’s how coverage, rate caps, and status checks differ.
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Reg E Disputes Start in Your Support Queue, Not on a Form
A customer’s chat message can start a federal investigation clock. Here’s what counts, every deadline that follows, and how to catch the ones support…
Mike Smith, CRCM, CAMS
Mike has spent more than 15 years in bank and fintech compliance, at Wells Fargo, American Express, Merrick Bank, and First Electronic Bank, and has advised fintechs and their sponsor banks as an independent consultant since 2020. His work covers both sides of the bank and fintech relationship: building BSA/AML and compliance management programs, standing up sponsor bank oversight, and getting programs ready for exams. He reviews every kit and tool in the library.