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Fintech Partner Oversight Kit

For banks that sponsor fintech programs. Examiners expect the bank to own the risk of every partner program, from onboarding through exit. This kit gives you the oversight policy, the due diligence and monitoring workbook, and the partner controls examiners test first.

Bank edition only, written for banks and credit unions that sponsor fintech programs.

$995

Per institution. Bank edition only. Includes 12 months of updates, plus the updated files when the federal third-party risk guidance changes are final, if that is within 36 months of purchase.

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What’s in the Fintech Partner Oversight Kit

  • Fintech partner (BaaS) program oversight policy: approval, launch, monitoring, reconciliation, marketing, complaints, and exit
  • Fintech partner due diligence and monitoring workbook
  • Third-party risk management policy, third-party inventory, and risk tiering
  • Deposit insurance representations policy and marketing review procedure for partner communications
  • Complaint management policy and complaint log, and the regulatory applicability matrix

Every file, by edition

Bank edition only: 9 files

Governance and compliance management (1)

  • Complaint Management Policy

Deposits and payments (1)

  • Deposit Insurance Representations Policy

Operational risk (2)

  • Third-Party Risk Management Policy
  • Fintech Partner (BaaS) Program Oversight Policy

Tools and maps (4)

  • Regulatory Applicability Matrix
  • Complaint Log and Root-Cause Taxonomy
  • Fintech Partner Due Diligence and Monitoring Workbook
  • Third-Party Inventory and Risk Tiering

Consumer protection (1)

  • Marketing Review and Approval Procedure

Kit facts

Fintech Partner Oversight Kit: editions, files, formats, version, updates, license, and delivery
EditionsBank edition only
FilesBank edition: 9
FormatsEditable Word and Excel files, with PDF reference copies. No macros, scripts, or links to outside data sources.
VersionVersion 1.0, regulatory content current as of October 2026.
Updates12 months of updates included. Each file shows the date its regulatory content is current through. It also includes the updated files when the federal third-party risk guidance changes are final, if that is within 36 months of purchase.
After the first yearUpdates continue at $149 a year (15% of the kit price). Automatic renewal is optional, chosen at checkout, and can be cancelled anytime. You keep the files either way.
LicenseOne institution, internal use. Edit the files, remove our branding, and share your adopted versions with your sponsor bank, examiners, and auditors. Read the Terms of Use and license.
DeliveryDownload right after checkout; the link is also sent by email. Card or invoice; see vendor information for procurement teams.
  • Secure checkout Payment is entered on Stripe’s encrypted checkout. Card and bank details never reach our servers.Powered by Stripe (opens in a new tab)
  • Immediate delivery Your download link appears right after checkout and is also sent by email.
  • Receipt and invoice Stripe emails a receipt and an invoice in your institution’s name for accounts payable.
  • Safe, standard files Word and Excel files with PDF copies. No macros, scripts, or links to outside data sources.
  • Edition replacement If you receive the wrong edition, email us within 30 days and we will send the correct one.

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