Our Services

At Key Compliance Group, LLC, we specialize in providing regulatory compliance solutions for banks and FinTech companies. With years of experience and a deep understanding of federal and state banking regulations, we are committed to helping you achieve and maintain compliance. Explore our comprehensive suite of services below to see how we can support your organization’s compliance needs.

Navigating the complex landscape of regulatory compliance can be challenging. Our consulting services are tailored to your organization’s unique needs, ensuring you have a robust compliance program in place.

Our Services Include:

• Development and implementation of compliance management systems (CMS).
• Assessment and enhancement of existing compliance frameworks.
• Strategic advice for regulatory readiness and audits.
• Guidance on aligning practices with industry standards and regulatory requirements.

FinTech companies face unique challenges in aligning with regulatory requirements. We provide specialized solutions to address these needs.

Key Offerings:

• Building compliance programs tailored for FinTech environments.
• Acting as a liaison between sponsor banks and FinTech partners.
• Ensuring adherence to federal and state regulations, including BSA/AML.
• Comprehensive due diligence and reporting support.

Understanding and managing risks is critical to regulatory compliance. Our risk assessment services help identify vulnerabilities and provide actionable solutions to mitigate them.

We Cover:

• BSA/AML (Bank Secrecy Act / Anti-Money Laundering) risk assessments.
• Third-party vendor and partner compliance reviews.
• Evaluation of operational risks tied to regulatory obligations.
• Tailored risk mitigation strategies to strengthen compliance.

Ensure your organization is prepared for regulatory scrutiny with our comprehensive audit and testing services.

We Offer:

• Conducting detailed compliance audits to identify potential gaps.
• Preparing your organization for regulatory exams and audits.
• Ongoing monitoring and reporting to ensure adherence to contractual and regulatory obligations.
• Design and execution of compliance testing protocols.

Empower your team with the knowledge and skills needed to maintain a culture of compliance within your organization.

Training Services Include:

• Custom compliance training programs tailored to your operational needs.
• Ongoing education on regulatory changes and their impact on your business.
• Workshops and seminars on best practices for compliance management.

Our outsourced and staffing services are designed to provide your organization with qualified compliance personnel when and where you need them most. Explore more about our staffing solutions on our Staffing page.

• Years of experience in banking, FinTech, and regulatory compliance.
• Tailored services designed to meet your specific needs.
• Focused on delivering measurable outcomes for your compliance initiatives.

Let’s Work Together. Contact us today to learn how we can help your organization achieve compliance and stay ahead of regulatory changes.